Browsing Tag

SEC Regulations

2 posts
marketing rule compliance guidelines

Understanding the SEC’s Marketing Rule: Prohibitions and Permitted Performance Advertising

Guidelines under the SEC’s Marketing Rule restrict misleading claims but permit certain performance disclosures; discover what’s allowed and how to stay compliant.
sec disclosure and reporting

Navigating the Evolving Regulatory Landscape for Private Equity: SEC Disclosure Reforms and New Reporting Standards

Just as SEC disclosure reforms reshape private equity, understanding these changes is crucial to staying compliant and confident in your strategies.