Browsing Tag

SEC Regulations

3 posts
sec custody rule updates

Updated SEC Custody Rule Proposals: Implications for Private Funds

The updated SEC Custody Rule proposals introduce significant compliance changes for private funds, and understanding their full implications is crucial for safeguarding assets.
marketing rule compliance guidelines

Understanding the SEC’s Marketing Rule: Prohibitions and Permitted Performance Advertising

Guidelines under the SEC’s Marketing Rule restrict misleading claims but permit certain performance disclosures; discover what’s allowed and how to stay compliant.
sec disclosure and reporting

Navigating the Evolving Regulatory Landscape for Private Equity: SEC Disclosure Reforms and New Reporting Standards

Just as SEC disclosure reforms reshape private equity, understanding these changes is crucial to staying compliant and confident in your strategies.