SEC enforcement - PPM Equity

Private Placement Memorandum

Lessons From SEC Enforcement Cases: Avoiding Misrepresentations and Hedge Clauses

Focusing on SEC enforcement lessons reveals key strategies to avoid misrepresentations and hedge clauses that could jeopardize your compliance efforts.

PPM Equity Team
November 19, 2025

Regulatory Compliance & Due Diligence

The SEC’s 2025 Enforcement Priorities: What Sponsors Must Prepare For

What sponsors must prepare for in 2025’s SEC enforcement priorities could significantly impact your compliance strategy—are you ready to adapt?

Emily Harrison
August 22, 2025

Regulatory Compliance & Due Diligence

The Role of ESG Metrics in Fundraising and LP Due Diligence

What role do ESG metrics play in fundraising and LP due diligence, and how can they…

PPM Equity Team
December 12, 2025

Regulatory Compliance & Due Diligence

Data Privacy Regulations (GDPR, CCPA) and Their Impact on Due Diligence

The impact of GDPR and CCPA on due diligence processes is profound, shaping compliance…

PPM Equity Team
December 12, 2025

Private Placement Memorandum

Risk Factors in PPMs: Addressing Macroeconomic and Geopolitical Uncertainties

Offering insights into macroeconomic and geopolitical risks in PPMs, uncover how…

PPM Equity Team
December 11, 2025

Uncategorized

Preparing for IPO Exits: Governance, Disclosure, and Market Timing

Breaking down key steps for IPO success, discover how governance, disclosure, and…

PPM Equity Team
December 11, 2025