Private fund advisers

Regulatory Compliance & Due Diligence

Recordkeeping Requirements for Private Fund Advisers: Off‑Channel Communications and Penalties

An overview of recordkeeping rules for private fund advisers highlights the risks of off-channel communications and potential penalties if compliance is not maintained.

PPM Equity Team
December 31, 2025

Regulatory Compliance & Due Diligence

Recordkeeping Requirements for Private Fund Advisers: Off‑Channel Communications and Penalties

An overview of recordkeeping rules for private fund advisers highlights the risks of…

PPM Equity Team
December 31, 2025

investor documentation preparation checklist

Private Placement Memorandum

Investor Due Diligence Request Lists: Preparing Documents and Responses

By understanding investor due diligence request lists, you'll uncover essential…

PPM Equity Team
December 31, 2025

Uncategorized

Role of the Limited Partner Advisory Committee (LPAC) in Fund Governance

How the LPAC influences fund governance can significantly impact your investment;…

PPM Equity Team
December 30, 2025

Private Placement Memorandum

Understanding the SEC’s Marketing Rule: Prohibitions and Permitted Performance Advertising

Guidelines under the SEC’s Marketing Rule restrict misleading claims but permit certain…

PPM Equity Team
December 30, 2025