Browsing Tag

Compliance

7 posts
private equity compliance responsibilities

The Role of Compliance Officers in Private Equity: Responsibilities and Liability

Just how crucial are compliance officers’ responsibilities and liabilities in private equity, and what risks do they face without proper oversight?
updating beneficial ownership ppms

Updating PPMs for FinCEN’s Beneficial Ownership Reporting Requirements

Laying out essential steps to update your PPMs for FinCEN’s beneficial ownership reporting can help ensure compliance and avoid penalties.
investment compliance in 2026

Geopolitical Risk and the Outbound Investment Program: Compliance Considerations for 2026

In navigating 2026’s outbound investments, understanding geopolitical risks and compliance challenges is crucial to safeguarding your strategy and ensuring success.
Die Wahl zwischen K YC und KYB

K‑YC vs. KYB: Welcher Ansatz passt zu Ihrem privaten Angebot?

Die wichtigsten Unterschiede zwischen KYC und KYB können Ihren Compliance-Erfolg maßgeblich beeinflussen—erfahren Sie, welcher Ansatz am besten zu Ihrem Private-Offering passt.
choosing private offering approach

K‑YC vs. KYB: Which Approach Fits Your Private Offering?

Just understanding whether K‑YC or KYB suits your private offering can significantly impact your compliance strategy—discover which approach fits best.
private fund cybersecurity controls

Cybersecurity Audits for Private Funds: Minimum Controls to Document

Cybersecurity audits for private funds require comprehensive documentation of controls; discover essential practices to ensure compliance and safeguard your assets.
Reg d ppm Konformitäts-Checkliste

Die ultimative Checkliste für die Einhaltung von Reg D PPM im Jahr 2025

Schützen Sie Ihre Einhaltung der Reg D PPM im Jahr 2025 mit unserer ultimativen Checkliste – entdecken Sie die wichtigsten Schritte, die Sie auf keinen Fall übersehen dürfen.