PPM Equity Team

55 posts
sec enforcement lessons

Lessons From SEC Enforcement Cases: Avoiding Misrepresentations and Hedge Clauses

Focusing on SEC enforcement lessons reveals key strategies to avoid misrepresentations and hedge clauses that could jeopardize your compliance efforts.
fee transparency in investment

Disclosure of Fees and Expenses in a PPM: Transparency and Investor Expectations

Navigating fee and expense disclosures in a PPM is crucial for transparency, yet understanding their impact on your investment returns requires further exploration.
private equity climate strategies

Private Equity and Climate Change: Mitigating Transition Risks and Capturing Opportunities

Growing private equity efforts are reshaping climate strategies, but how exactly are they mitigating risks and unlocking new opportunities?
sec exam focus areas

Preparing for SEC Examinations: Marketing Rule, Recordkeeping, and Custody Rule Focus

Bridging the gap in your compliance efforts for SEC examinations involves understanding key areas like the Marketing Rule, recordkeeping, and custody; discover how to stay ahead.
private placement investment rules

SEC Regulation D and Private Placements: Understanding Rules 506(b) and 506(c)

By understanding SEC Regulation D’s Rules 506(b) and 506(c), you can effectively navigate private placements—discover how these rules impact your fundraising options.
environmental regulation effects on infrastructure

Assessing the Impact of Environmental Regulations on Infrastructure Investments

Fascinating insights into how environmental regulations influence infrastructure investments reveal challenges and opportunities you won’t want to miss.
foreign investment review triggers

FDI Regimes and Subsidiary Activities: When Foreign Investment Reviews Are Triggered

The intricacies of FDI regimes and subsidiary activities determine when foreign investment reviews are triggered, and understanding these triggers can significantly impact your expansion strategy.
cross border securities compliance

Preparing a PPM for Cross‑Border Offerings: Navigating Securities Laws

In preparing a PPM for cross-border offerings, understanding local securities laws is crucial to ensure compliance and build investor trust, but navigating these regulations can be complex.
esg in private equity

Integrating ESG Into Private Equity Investment Decisions: Trends and Investor Expectations

Thetrend of integrating ESG into private equity is transforming investment strategies, shaping stakeholder expectations, and revealing opportunities you won’t want to miss.
america first investment policy

Understanding America First Investment Policy Proposals and Their Impact on Cross‑Border Deals

Navigating the nuances of America First investment proposals reveals how cross-border deals may change, affecting global markets and your investment choices.